eliminate private fund?s custodian reporting requirement as the custodian does not value the assets on mark to market basis. In order to provide investors with more accurate information on the fund?s asset

Socatiyanurak, SEC Secretary-General said that the Capital Market Supervisory Board recently approved DR regulations on approval criteria and information disclosure. The launch of DRs will increase Thai capital

Bangkok, July 28, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board has approved revisions of investment rules applicable to mutual funds and

opportunity for new comers to perform technical analysis function in the capital market. The approval term will last two years, providing that the technical analysts will be required to pass certain

orders, trading securities on behalf of client, and making securities trading decisions for the client's benefit without the client's orders were in violation to the Notifications of Capital Market

calculation will reflect position risk of assets and cover related business transactions, in line with international standards and the changing market conditions to serve the ongoing business operation and to

changing market environments.The proposed key changes include (1) adjustment of position risk calculation, (2) inclusion of diverse financial instruments such as equity, debts, investment units and trusts in

securities trading was made from the client and seeking benefits from client during performance of duties were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the

normal market conditions. Additionally, he continuously traded UMI shares to lure the general public to purchase or sell such shares which resulted in the purchase or sale of UMI shares not consistent with

the normal market conditions. Additionally, he continuously traded UMI shares to lure the general public to purchase or sell such shares which resulted in the purchase or sale of UMI shares not