Act S.Section 57(6) Criminal Complaint Filed with an Inquiry Official Dated 18/07/2025
, 2024 to the SEC Office within the period specified by the SEC Office Notification, on one occasion. This case is in the process of inquiry by the inquiry official. SEC Act S.Section 57(6) Criminal
Act S.Section 57(6) Criminal Complaint Filed with an Inquiry Official Dated 08/08/2025
official. SEC Act S.Section 57(6) Criminal Complaint Filed with an Inquiry Official Dated 08/08/2025
., Ltd. offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC Office. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official
information about the funds’ investment plans to trade securities for her personal or other persons’ gains (front running). The Criminal Court dismissed the lawsuit. SEC Act S.315 in conjunction with 311
statements for Q3/2018 to the SEC within the specified period. This case is in the process of inquiry by the inquiry official. SEC Act S.56(1) Criminal Complaint Filed with an Inquiry Official Dated 13/08
person representatives failed and the statute of limitations ran out. SEC Act S.113 Criminal Complaint Filed with an Inquiry Official Dated 26/11/2019
failed and the statute of limitations ran out. SEC Act S.115 Criminal Complaint Filed with an Inquiry Official Dated 26/11/2019