per year, streamline the consideration process for renewal of approval for appraisal companies and appraisers from 90 days to 7 days (as specified in the Licensing Manual for the Public).  The

the operators. The report shall, however, contain information as specified by SEC. The required information will enable SEC to efficiently monitor the operator’s progress in resolving the complaints

intermediary during the same suspension period. The SEC's inspection of these cases was proceeded with KBANK's cooperation. Since the incidents, KBANK has specified that only approved investment consultants are

The securities companies and derivatives brokers are presently required to maintain net capital (NC) in a specified amount in order to sufficiently cover risks from conducting business. However

date to be specified in the notifying letter of the SEC Office.  ________________________________

rebalance the customers’ portfolio to attain the customers’ goal subject to the specified framework. A business operator who is interested in providing the wealth advice service and qualified in accordance

responsibilities specified by their different missions. The MOU’s term is one year, starting from the signing date. 

information on trust?s financial status and operational result as specified by the provisions of law and in the similar manner as other securities issuers?, said SEC Secretary-General Vorapol Socatiyanurak

PE, while such PE must invest in government supported businesses under the specified conditions, which must be 1) technology-based business creating added value, 2) business that enhances

. Selling agent must comply with specified criteria, for example, selling agent must examine investor?s characteristics before offering for sale of the product to ensure that the offer has been made to