capital market business personnel has lapsed since 31 December 2019 and he is not performing duties at any securities company. SEC has therefore banned Somchai from being personnel in capital market
, as a fundraising tool for issuers that take sustainability into consideration and incorporate environmental, social and governance (ESG) factors into their business operation. SLB is any type of bond
37.36 - 40.92 million baht, (2) the business to be acquired has not made any profits, (3) there is uncertainty in the operating results of the event organization business, and (4) NBC may be exposed to
transactions must be transferred into the securities account of the responsible securites company only, and that accepting a deposit of shares from any investment consultant into investors? own trading accounts
, starting from 1 February 2018. In addition, since {B} is also a branch manager of the bank, she is prohibited from functioning as branch manager responsible for capital market business of any bank or
, no one had made any investment following the solicitation by such scheme.In the case of Lederer (Thailand) and its authorized director Kanyakorn, investors were persuaded to make an investment at the
to the SEC as well as publicly disclose the information within 14 days.If the results of the review affect the fair valuation of the investment or any items in the financial statements that have been
and report the results of the matter to the SEC. The SEC has already notified Coin Asset in writing of the required proceeding. In any case, the application rejection this time does not invalidate the
format, which can be viewed on the https://เสี่ยงสูง.com/ microsite or the “ThaiSEC” YouTube Channel. For any inquiries, please contact SEC’s Help Center by calling 1207