Commission No. SorMor. 30/2555 Re: Determination of Fees for Filing of Registration Statement, Registration and Other Applications (No. 32) By virtue of Section 19(3) of the Securities and Exchange Act B.E
Office of the Securities and Exchange Commission No. SorRor. 27/2557 Re: Regulations relating to Conflict of Interest with Real Estate Investment Trust _________________ By virtue of Section 9 and Section
> SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 12/05/2017
amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 12/05/2017
; - a civil monetary penalty of 333,333.33 Baht SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 12/06/2017
) Section 243 in conjunction with Section 83 of the Penal Code Civil Action Dated 31/10/2024
advertising, soliciting and using website http://www.qb-corp.com without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions
(1992) Section 90 and subject to sanctions under Section 289. The public prosecutor issued a prosecution order against the accused. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated
person jointly operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289
aforesaid person jointly operated derivatives business as derivatives fund manager without obtaining license from the SEC, in violation of the Derivatives Act B.E. 2546 (2003) Section 16 and subject to