Oversea Bullion International Trading Company Oversea Bullion International Trading Company conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of

the share price manipulation of Chai Watana Tannery Group PLC (CWT) by handling the trading orders of CWT shares for a group of persons. She also traded CWT shares for herself through Mr. Payut

Mr.Trairath Treeratpant Mr.Trairath Treeratpant agreed or conspired with twelve other persons to manipulate the price and trading volume of The Union Mosaic Industry Public Company Limited (UMI

Mr. Promakran Srinarong Mr. Promakran Srinarong agreed or conspired with twelve other persons to manipulate the price and trading volume of The Union Mosaic Industry Public Company Limited (UMI

Mr. Prabpol Singtong Mr. Prabpol Singtong agreed or conspired with twelve other persons to manipulate the price and trading volume of The Union Mosaic Industry Public Company Limited (UMI) shares by

Mr. Siwasit Sainumphung Mr. Siwasit Sainumphung agreed or conspired with five other persons to manipulate the price and trading volume of Yong Thai Public Company Limited (YCI) shares by trading such

Procedures for Lending of Money for Purchasing Securities dated 5 November 1997; 6“securities trading center” has been repealed; “Office” means the Office of the Securities and Exchange Commission. Clause 2

operators, as they may not be protected by the governing laws and may fall victim to frauds and scams. The list of SEC licensed and approved business operators and personnel can be checked at www.sec.or.th

records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. In September 2021, the SEC

? demands. This is to ensure that debt securities will continue to be a key product of choice for fund mobilization, while investors are better protected.  Assistant Secretary?General Charuphan Intararoong