according to short selling within settlement period specified by the clearing house or within performance period specified by counterparty, a securities company shall provide an operating system to support
period specified by counterparty, a securities company shall provide an operating system to support such having sufficient securities, in case the securities company or its client has not yet received ETF
approval from the board of directors of the intermediary or a committee assigned by such board of directors. Clause 5 An intermediary shall establish at least the following operating systems to support its
different situations. (4) compliance system: (a) arrange to have compliance officer and compliance unit to support and inspect investment management and related work to be in accordance with laws, code of
. (Unofficial Translation) Page 3 of 4 (4) compliance system: (a) arrange to have compliance officer and compliance unit to support and inspect investment management and related work to be in accordance with laws
suitable for different situations. (Unofficial Translation) Page 3 of 4 (4) compliance system: (a) arrange to have compliance officer and compliance unit to support and inspect investment management and
classification of receiving financial support pursuant to announcement of the Securities Exchange of Thailand, the transaction size is equivalent to 0.10% of Company’s Net Tangible Asset (NTA) of Baht 3,125.29
be allocated from working capital. Long Term Loan from financial institution at the amount of THB693 million for 7 years of repayment. 7. Expected benefits for the Company To support the