, Bangkok.The documents and evidence found at the site revealed that the company solicited the public to invest in gold futures by representing itself as a branch office of foreign broker, causing investors who
seek unfair personal gains all over again. In addition, some of the investment consultants sent selling orders of investment units in the clients' accounts by counterfeiting unit sale documents, opening
/Documents/ActandRoyalEnactment/Act/act-derivatives2546-codified.pdf)(1) มาตรา 22 บัญญัติว่า ผู้ประกอบธุรกิจสัญญาซื้อขายล่วงหน้าจะประกอบธุรกิจอื่นใดมิได้ เว้นแต่จะได้รับความเห็นชอบจากสำนักงานเมื่อสำนักงานได้
statement indicating that the client had signed the documents to open the securities trading account in witness of an investment consultant. Nonetheless, {B} admitted that she was the one who processed such
arrangement of payment of the structured notes or debt repayment in respect of the structured notes in either Thai or foreign currency. Clause 14 Documents or evidence filed with the SEC Office as specified
who have been approved by the SEC Office shall clarify, submit relevant documents or evidence, take action or not take action according to such request. Clause 142 Regarding the filing of the
applicant has submitted the following documents to the SEC Office: (a) a copy of a notice calling a shareholders’ meeting; (b) a copy of a shareholders’ meeting resolution. Provisions in sub clause (2), (3
enhancement of our business capabilities to achieve sustainable growth and returns while maintaining our long-term market leadership. Guided by our core strategies of “Customer Centricity”, KBank has extended
, memorandums or any documents and liaison with government agencies or related regulatory agencies as well as complete any appropriate and necessary procedures However, the Company would enter into the above