Ms. Jomkwan Kongsakul, Deputy Secretary-General of the Securities and Exchange Commission (SEC), presented a lecture on the topic, "Roles and Responsibilities of Directors under Capital Market
The Securities and Exchange Commission (SEC), represented by Ms. Sarica Apiwatthakakul, Director of the Capital Market Education Department, extended the SEC congratulations to the King
capital market as well as SMEs’ and startups’ capital market access to funding sources. The regulators came to a mutual decision to further explore ways for development and implementation of connectivity
Bangkok, January 21, 2013 - The SEC imposed a one-month suspension on {A}, a capital market investment consultant of OSK Securities (Thailand) PLC, for not taping her investment advice and client's
the SEC since 1993, Tipsuda has extensive experience in market and intermediaries supervisions and development, research and strategic planning. Moreover, she has had prominent roles in Capital Market
with the capital market. Aiming to enhance supervision of property valuation profession to be in line with international standards and more suitable for current market environments, the proposed
under (1) and (2) constitute misconduct, indicating dishonesty and significantly affecting the reliability of personnel in capital market business, and the acts under (3) constitute a failure to
market conduct management to ensure that customers receive fair service and treatment with complete and accurate information about products and services and align with good market conduct practice. 2.2
standard established that after any business acquisition, the fair value of the company being acquired must be measured by using comparable present market value, GPSC has completed the process. When compared
company's true earnings from its normal operations. To exclude the assessment of the fair value of net assets and allocation of business acquisition costs as well as the effects of accounting standards, in