denied inclusion into the database of the list of directors and executives of securities issuing companies due to possession of prohibited characteristics; 7. being under the period prescribed by an order
suspend the approval of the offering of the debt securities, or suspend the offer for sale of the debt securities until clarification has been given or correction has been made, and if the Thai government
client’s derivatives trading is inappropriate or may contravene the law on derivatives ; (c) the client fails to notify, provide information or prepare clarification under subclause (1), or provides false or
client’s derivatives trading is inappropriate or may contravene the law on derivatives3; (c) the client fails to notify, provide information or prepare clarification under subclause (1), or provides false or
consideration of the qualifications of the applicant or the characteristics of depositary receipts within ten business days from the date when the SEC Office receives the clarification of the skeptical issues
ที่ กตพ Ref. DBP. 030 / 2019 February 20, 2019 Subject : Clarification on Operating Results of Year 2018 To : President The Stock Exchange of Thailand Diamond Building Products Public Company Limited
Ref. DBP. 024 / 2020 February 25, 2020 Subject : Clarification on Operating Results of Year 2019 To : President The Stock Exchange of Thailand Diamond Building Products Public Company Limited and its
Ref. DBP. 025 / 2018 February 21, 2018 Subject : Clarification on operating results of Year 2017 To : President The Stock Exchange of Thailand Diamond Building Products Public Company Limited and its
. In this regard, the Office may request for an explanation or clarification of such reports or documents. Clause 11/3. In the case where the investment advisory company violates or fails to comply with
with the scheme which has been approved by the SEC Office. The power to issue an order under Paragraph 1 shall include orders in the following manners: (1) clarification or disclosure of additional