number equal to the number of his shares multiplied by the total number of the directors to be elected to the board. Each shareholder may use all his votes to elect one director or distribute his votes to
September 2013, Mr. Siwasit Sainumphung colluded with the five persons above to use several trading accounts to trade YCI shares in concealment and on a continuous basis to mislead the public into believing
can be summarized as follows: Strategy One: To embrace financial technology (FinTech) as a tool for adding value and creating more efficient market and accessibility for all stakeholders. This priority
Bangkok, Aug 15, 2011 - The SEC suspends four investor contacts, namely, (1) {A} of Asia Plus Plc. for one month, from August 10, 2011 due to his interference with client's assets and reprimands
. She deceived the client to transfer cash into his account and used the cash for her own securities trading. {A}'s actions were deemed dishonest, fraud, wrongful use of the clients? assets and
acknowledged the benefit of ?Pride of the Provinces? Project to local business operators nationwide as it provides them with knowledge about the capital market and encourage them to use the Thai capital market
, intermediaries, listed companies, fund raisers and investors, to make use of academic works in their real practices. This collaborative effort will certainly provide opportunity and platform for development of
decision making from debenture issuers? share price movement can, therefore, provide the issuers with information to select proper fundraising tools. For investor decision making, they may also make use of
to fund managers on various administrative and procedural matters including the application procedures, the use of local distributors in the offering process, and the procedures for remittance of funds
securities business without license.The SEC received complaints from several foreign residents that they had been solicited to use services and advice of the offenders to make investments and later suffered