fifty million dollars or at equivalent since 1 August 2015. Chapter 4 Effective Date _____________ Clause 14 This Notification shall come into force as from 1 August 2010. Notified this 15th day of July
April 2014. Notified this 6th day of September 2013. (Vorapol Socatiyanurak) Secretary-General Office of the Securities and Exchange Commission Chairman Capital Market Supervisory Board
)]. Notified this 30th day of May 2014. -signature- (Achporn Charuchinda) Chairman Securities and Exchange Commission Note: please note that the contents added in brackets [….] have only been provided in the
matter which substantially affect the intermediary , investors or capital market, the SEC Office may determine to submit thereof within the business day when such matter has been occurred; (b) in case of
or capital market, the SEC Office may determine to submit thereof within the business day when such matter has been occurred; (b) in case of matters other than sub clause (a), the SEC Office shall
Proprietary Trading of Securities and Derivatives for Derivative Brokers. Notified this 7th day of April 2015. (Mr. Vorapol Socatiyanurak) Secretary-General Office of the Securities and Exchange Commission