Diversifier? Tales of Pre- and During the COVID-19 Crisis" โดย Dr. Yosuke Kakinuma อาจารย์ประจำคณะบริหารธุรกิจ มหาวิทยาลัยเชียงใหม่การนำเสนอผลงานวิจัยเรื่อง "Skill Versus Luck: Do Actively Managed Equity Mutual
frequency of board meetings, for which the minutes of meeting had been submitted to the SEC competent officers during the inspections, but the meetings did not actually take place; (3) had lacked fit and
especially during the crisis of COVID-19 pandemic; - Social Care Activities: The SEC, in cooperation with PTT Oil and Retail Business Public Company Limited and Sarn Palung Social Enterprise Company Ltd
According to Bangkok Bank’s complaint report and SEC’s further investigation, it was found that during 22 September 2017 – 24 February 2018, {A}, then a securities investment consultant at the
During his opening remarks, Dr. Charnkrij Dejvitak, Vice Minister attached to the Prime Minister, as representative of the Minister of Finance, stated: “To achieve the Sustainable Development
executive of KC, was believed to have involved in the fraudulent acts and the receipt of a certain amount of B/E sale money. It was also found that during 2016, (3) Teerasit and (4) Kitisan, KC executive
company and a listed company under the relevant notification. These persons, therefore, cannot perform duties as directors or executives of listed companies during the period they are being prosecuted
clients’ accounts in the manner that caused TIGER price or trading volume to be inconsistent with the normal market condition, with an intent to push the security prices up, during 24-29 October 2018 and on
personnel for two years, starting from 14 September 2016. During the suspension period, {A} is not allowed to work in the managerial or advisory areas in the company, nor could he perform any other duties as
underwriting of investment units (LBDU), the SEC's further investigation has revealed that during the period from August 2008 to December 2015, six of the bank's investment consultants deceitfully took clients