a fund from securities, derivatives contracts or other assets, execute a short sale, create any obligation or seek interest or benefit by other means, as the case may be, in accordance with the

Section 247 of the Securities and Exchange Act B.E. 2535 (including in the case of acquisition through the chain principle) 8. Type of securities subject to the reporting obligation for this acquisition or

addition, the Company would like to report the status of debtors, which are in the legal process as follows: 1. Pending Cases - There are 3 lawsuits pending in the court's proceedings, 1 civil case and 2

Notification on Standard of Business Operation , but also the rules prescribed in this Notification. In the case where the rules on providing services to clients regarding investment in capital market products

Business Operation, but also the rules prescribed in this Notification. In the case where the rules on providing services to clients regarding investment in capital market products denominated in foreign

office that enables the management company to comply with all prescribed rules. Where the application is for an establishment of an online branch, the company shall also demonstrate that: 1. for the case

branch, the company shall also demonstrate that: 1. for the case that the management company is going to use the online branch as a channel to provide information on selling of investment units or to

). In the case where no wrongdoing is detected, the SEC Office will not store such data; Data for verification of wrongdoing from the integrated public information and governmental services database

. In case of having reasonable and appropriate ground or having limitations under other laws which causes the CIS operator not to be able to submit certain information or evidentiary documentation under

notification of the Capital Market Supervisory Board governing qualifications and prohibited characteristics of the directors and executives of derivatives business operators, as the case may be; (2) “personnel