fund rating business which can be shown that the rules used in the mutual fund rating are based on academic principle and reflects the purpose of mutual fund rating without causing misunderstanding to
provide consultation in head office or other [full] branch offices; (4) providing any channels for clients which they can make securities or derivatives trading order by themselves; (5) receiving or
provide consultation in head office or other [full] branch offices; (4) providing any channels for clients which they can make securities or derivatives trading order by themselves; (5) receiving or
measures. The intermediaries shall assess risks and impacts of various crises and shall arrange a reasonable measure to support. The crises can be classified into 5 aspects, as follows: 9.1 Economic/physical
impacts of various crises in order to specify more extensive measures. The intermediaries shall assess risks and impacts of various crises and shall arrange a reasonable measure to support. The crises can
from the same period of 2018. The reasons of increase in administrative expenses for the nine-month period ended 30 September 2019 can summarized below. 1. Professional fee and other services, increased
securities, derivatives contracts, other assets, short sales, creation of obligations or seeking of interest or benefit by other means, as the case may be, which each type of funds can invest or acquire, as
other means, as the case may be, which each type of funds can invest or acquire, as well as specify the investment ratios and conditions for the fund to comply. Clause 12. The management company shall
funds can invest or acquire, as well as specify the investment ratios and conditions for the fund to comply. Clause 12. The management company shall regularly evaluate the performance of the respective
.... (Unofficial Translation) 11 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand can neither