to buy securities for her friend, who was in the process of opening a securities trading account, through assistance of one of her clients. After the trading account was opened, her friend asked for
technical assistance to the SEC under the First Initiative Project, Thailand: Enhancing SEC Assessment Capacity to enhance auditors? performance in compliance with international standards. The OAG, as the
sector, we will be happy to offer assistance and cooperation,? added Mr. Vorapol.
years for his assistance in the FOCUS share price manipulation by providing trading accounts, sending trading orders and arranging financial matters. The Settlement Committee had previously imposed a fine
the inside information and buy 7,940,100 shares of PTL in PAPL’s securities trading account between April 1, 2016 - May 4, 2016 in such a way as to take advantage of other persons through the assistance
1 At JSP 012/2561(OOP) March 27, 2018 Subject Notifications of the connected transaction regarding the receipt of financial assistance, Adjustment of Directors To The President, The Stock Exchange of
1 At JSP 60/07/01 July 5, 2017 Subject Notifications of the connected transaction regarding the receipt of financial assistance To President The Stock Exchange of Thailand J.S.P. Property Public
1 At JSP 60/07/04 July 19, 2017 Subject Notifications of the connected transaction regarding the receipt of financial assistance To President The Stock Exchange of Thailand J.S.P. Property Public
1 At JSP 60/07/04 July 19, 2017 Subject Notifications of the connected transaction regarding the receipt of financial assistance. (Revise) To President The Stock Exchange of Thailand J.S.P. Property
1 At JSP 60/12/04 December 26, 2017 Subject Notifications of the connected transaction regarding the receipt of financial assistance. To President The Stock Exchange of Thailand The Board of