ชื่อผู้ได้มา/จำหน่าย :?PACIFIC HARBOR ADVISORS PTE,LTD. | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 22/01/2552
ชื่อผู้ได้มา/จำหน่าย :?PACIFIC HARBOR ADVISORS PTE,LTD. | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 23/11/2552
ชื่อผู้ได้มา/จำหน่าย :?PACIFIC HARBOR ADVISORS PTE,LTD. | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 28/01/2552
advisors, and derivatives business operators are required to report suspicious transactions as specified by the law to the AMLO; which has the power to examine the report and information relating to
control system in respect of giving advice, and investment supervision and control system of the investment advisory company, persons with power of management and advisors; (2)5 providing a compliance
financial market incidents. Dr. Peng Chen, CFA who serves as Chief Executive Officer, Asia (ex-Japan) for Dimensional Fund Advisors, a world leading investment firm, Deborah A. Fuhr, a prominent ETF expert
Printable Format - Laws and Regulations Derivatives Advisors |- Registrar and Licensing |- Activities not deem to be classified as operating securities business |- Business Operation Rules |- Capital
. Notification of the Office of the Securities and Exchange Commission Concerning Granting of Approval of Financial Advisors and Their Scope of Work ______________________ Whereas the notifications issued by the
persons who commit offenses as prescribed by the acts/royal decrees under the power and duties of the SEC Office. 1. Personal data collected by the SEC Office: The SEC Office collects the following personal