without a license. As a result, DA business operators are prohibited from depositing their clients' assets with this company. In addition, the SEC has previously submitted information about unlicensed
broader range of stocks of companies that demonstrate outstanding environmental or sustainability ratings or scores, as evaluated by reliable and independent institutions. In addition, Thailand ESG Fund
of sustainability-themed bonds. In addition, the SEC arranged the focus group session aiming to gather feedback from business operators and stakeholders on 28 March 2023. Most of the respondents
Recently, the Ministry of Finance has prescribed Digital Asset Custodial Wallet Provider as a new type of digital asset business, resulting in the total of six digital asset businesses.* In addition
Code, as the case may be. The SEC has therefore filed the criminal complaint against the individuals with the DSI for consideration of further legal proceedings. In addition, the SEC has reported this
) Bitkub Online Company Limited 10) Merkle Capital Co., Ltd. In addition, other nine business operators that also met the criteria for recognition and were awarded certificates from the SEC have conducted
of all types. In addition, issuers of sustainability-themed bonds are required to disclose information and report to investors regarding sustainability aspects such as use of proceeds of the bond
Filing fee is waived and the cooling off period is 14 days. In addition, Financial Advisor (FA), who must not be the Rehabilitation Plan Administrator, is required to cooperate with the issuer of the
to ensure economy of scale for such investment management. In addition, asset management companies view that the existing rules that allow management of mutual funds through investment in other
significant effects. In addition, the proposed amendments to the IPO regulations above shall apply to both Thai and foreign companies seeking a primary listing* and a secondary listing.**The consultation paper