Bangkok, June 25, 2012 ? The SEC Board and the Capital Market Supervisory Board resolved to specify types of accredited investors (AI) and allow an offer for sale of the following products to AI: (1
companies? audits with inspection finding(s). The AARG comprises Malaysia's Audit Oversight Board (AOB), Indonesia's Finance Professions Supervisory Center (PPPK), Singapore's Accounting and Corporate
the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014. The misconduct of {B} was a prohibited
) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014. The misconducts of branch manager {J} and
. Apart from oversight of individual auditor quality, the SEC has established an effective supervisory model of independent oversight to monitor audit firms? quality assurance system since 2010. For more
Corporate Regulatory Authorityสิงคโปร์ Finance Professions Supervisory Center อินโดนีเซีย และ ก.ล.ต. ไทย
types of securities to support strategic fund mobilization and accommodate new product launches; (4) To divide intermediary supervisory units with separate focuses on development and inspection; (5
– Innovating for Growth ซึ่งมุ่งเน้นการอภิปรายในประเด็นการเปลี่ยนแปลงของตลาดจากเทคโนโลยีและนวัตกรรม แนวทางกำกับดูแลระหว่างประเทศ และการเปลี่ยนผ่านสู่ยุคดิจิทัล รวมทั้งการเข้าร่วมประชุม APRC Supervisory and
/CDD standards. In 2025, the SEC enhanced KYC/CDD standards for digital asset business operators. Building on this effort, the SEC now intends to establish consistent supervisory guidelines for