existing clients; (3) take any other action in the manner that increases risk to the financial condition, the operation or the performance under the agreement with the clients, as prescribed by the SEC
increases risk to the financial condition, the operation or the performance under the agreement with the clients, as prescribed by the SEC Office. Clause 14 Where the intermediary fails to regain the
prior to expiration or an extension is granted to the participation period on the condition that the approved person submits an application together with the evidentiary documentation to the SEC Office no
granted to the participation period on the condition that the approved person submits an application together with the evidentiary documentation to the SEC Office no less than thirty days before terminating
selection which may cause assets of clients to be in a condition of low liquidity and high risk (cherry picking); (2) shall use the latest issuance of credit rating information made by the reliable credit
credit rating information selection with responsibility and caution (fiduciary duties) and shall not make credit rating information selection which may cause assets of clients to be in a condition of low
, Rayong Branch 2 / 38 Moo. Tambon Tarsit, Amohoe Pluag-daeng, Rayong 2 subsidiary’s revenue came from the supporting factors of both weather condition and water level that were favorable for agricultural
, the Company and its subsidiaries earned service income totaled THB 0.81 million, a decrease of THB 15.44 million or 95.02% from the same period of previous year. As a result of the condition of sales
previous year. As a result of the condition of sales agreement with the customer, there is only one customer in this period. At the present, the management of the subsidiary is in the process of revising the