ทรัพย์ (unsolicited purchase) ข้อ 11/2 ในกรณีที่สัญญาการจัดจำหน่ายหลักทรัพย์ (ประเภทหุ้น) สัญญาใดมีการระบุ ข้อผูกพันเกี่ยวกับการจัดสรรหุ้นส่วนเกินไว้ ห้ามมิให้ผู้จัดจำหน่ายหลักทรัพย์ขายหุ้นของบริษัทมหาชน
and procedures as provided on the website of the SEC Office within 15 days as from the last date of each month having redemption or exercise; (2) the report of the exercising right to purchase
the last date of each month having redemption or exercise; (2) the report of the exercising right to purchase underlying shares of warrants, shall be submitted by using form 81-2 as provided on the
each month having redemption or exercise; (2) the report of the exercising right to purchase underlying shares of warrants, shall be submitted by using form 81-2 as provided on the website of the SEC
, duties and responsibilities of the unit where a person is located; (d) detailed work practices of each person and the unit where the person is located, as well as work practices in coordinating with other
of the unit where a person is located; (d) detailed work practices of each person and the unit where the person is located, as well as work practices in coordinating with other units in order to
; (c) roles, duties and responsibilities of the unit where a person is located; (d) detailed work practices of each person and the unit where the person is located, as well as work practices in
is granted prior to making such transaction. Nevertheless, this provision does not include the case where the mutual fund intends to purchase shares of the mutual fund management company, which is
granted prior to making such transaction. Nevertheless, this provision does not include the case where the mutual fund intends to purchase shares of the mutual fund management company, which is prohibited
approval from the mutual fund supervisor is granted prior to making such transaction. Nevertheless, this provision does not include the case where the mutual fund intends to purchase shares of the mutual