กระจุกตัวในตรำสำร ของผู้ออกตรำสำร (“issuer concentration”) ส ำหรับกองทุนที่ กระจุกตัวในหมวด อุตสำหกรรม (“sector concentration”) ส ำหรับกองทุน ที่กระจุกตัวใน High yield bond 3 (3) กรณีเป็นกองทุนรวมเพื่อผู้

SEC Office in a letter notifying the approval. 11In the case where the financial advisor approved under Paragraph 1 wishes to perform duties on a continuous basis, such financial advisor shall submit an

within thirty days after the issuing date except for the short-term bonds. Clause 38 Prior to the offer for sale of bonds, the approved entity shall submit a letter to the SEC Office certifying that it has

. In addition, after being granted approval from the shareholder’s meeting, the Company is obliged to submit a statement of intention to make a tender offer in Form 247-3 and an offer document in Form

right to vote, excluding shareholders having interests. In addition, after being granted approval from the shareholder’s meeting, the Company is obliged to submit a statement of intention to make a tender

, the Company is obliged to submit a statement of intention to make a tender offer in Form 247-3 and an offer document in Form 247-4 to the Office of the Securities and Exchange Commission (the “SEC

without the requirement to submit an application for approval, in case of suspension order for a period not more than the period of approval; (3) in case the demeanor, being within the scope of prohibited

application on June 29th, 2018. On October 18th 2018, the company’s board of directors has passed the resolution to appeal the disapproval of GLOW acquisition to ERC. The company must submit the appeal within

exceed 10 years; (2) permitting the person to resume performing duties of personnel in the capital market business in the previous position without the requirement to submit an application for approval, in

under this Notification may submit information or documentation prepared in any of the following languages: (a) Thai; (b) English; (c) Thai and English. (2) in the case that the information or