และการรายงาน STR ไวเปนระยะเวลาไมนอยกวา 5 ปนับแตวันที่ลูกคาปดบัญชี ส่ิงที่สงมาดวย 3 การรูจักลูกคาและการตรวจสอบเพื่อทราบขอเท็จจรงิเกี่ยวกับลูกคา (KYC/CDD Process) เมื่อลูกคาเปดบัญชีหรือ
starts its operation; (4) not being ordered by the Capital Market Supervisory Board or the Office to restrict its business expansion or cease its operation, or in the process of rectifying its operation by
to restrict its business expansion or cease its operation, or in the process of rectifying its operation by the order of the Capital Market Supervisory Board or the Office under Section 141, Section
unitholders on the dissolution date of the mutual fund. Once such process has been carried out, the liquidation shall be deemed to be completed. In distributing money to the unitholders according to the first
client. Nevertheless, the amendment process should take less than 30 days as of the changing date. In the case where the derivatives broker deposits or invests the segregated asset of client with financial
shall proceed and complete its amendment at the earliest occasion, provided that it shall take into account the best interests of its client. Nevertheless, the amendment process should take less than 30