requirements and IT risk management system. In addition, the proposed amendments streamline licensing procedures in consistent with other securities businesses. The consultation paper is available in Thai

BOT website (link) and SEC website (link) from 30 June 2023 onwards. Other access channels will be available in the future.In addition, BOT and SEC will co-organize a seminar on, “Thailand Taxonomy

, effective from 20 May 2020. In addition, the affected investors have filed complaints with the inquiry official for a criminal action against Napasook. The case is under consideration in accordance with

addition, SEC and the capital market business operators have already made necessary preparations and discussed guidelines on business continuity management. Also, respective business continuity plans have

from the latest Financial Sector Assessment Program (FSAP) in 2019, requesting SEC to amend the Securities and Exchange Act to impose sanctions on the audit firms in the capital market.“In addition

transactions sent by the company. In addition, she had other persons confirm certain non-Internet based derivatives trading orders to make it appear that the client had sent the orders himself. {A}’s

continues. In addition, his acts are also liable to operating derivatives business without license in contravention of Section 16, which is subject to the penalties under Section 125 of the Derivatives Act

. In addition, SEC would extend the renewal period for the capital market business personnel to be from 1 September to the last business day of the year, as opposed to the current renewal period from 1

addition, the “Vibhavadi Zero Waste” campaign plays a vital role in initiating concrete activities of the Thailand Responsible Business Network (TRBN) jointly established and launched on 2 December 2019 by

(2018), the SEC Board has proposed that Minister of Finance consider revocation of the digital asset exchange license of Huobi. In addition, the SEC Board, by virtue of Section 35 Paragraph 2 of the