Notification shall come into force as from 16 November 2008. Notified this 14th day of November 2008. (Mr. Vijit Supinit) Chairman The Securities and Exchange Commission Remarks: The reason for issuing this

license. Clause 9. This Notification shall come into force as from 16 November 2008. Notified this 14th day of November 2008. (Mr. Vijit Supinit) Chairman The Securities and Exchange Commission Remarks: The

first two years of the 5-year period. Clause 8. This Notification shall come into force as from 16 February 2006. Notified this 8th day of February 2006. (Mr. Prasong Vinaiphat) Deputy Secretary-General

This Notification shall come into force as from 1 February 2010. Notified this 1st day of February 2010. -signature- (Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange

performing business shall be comply with the Notification of the Securities and Exchange Commission concerning such matter. Clause 9 This Notification shall come into force as from 1 July 2009. Notified this

July 2017. Notified this 3rd day of August 2016. 4 (Mr. Rapee Sucharitakul) Secretary-General Office of the Securities and Exchange Commission

collateral may be enforced in an appropriate and timely manner. Clause 10 This Notification shall come into force from 1 July 2017. Notified this 3rd day of August 2016. (Mr. Rapee Sucharitakul) Secretary

Directors of Derivatives Exchange and Derivatives Clearing House (No. 2) dated 15 November 2006. 3 Clause 4 This Notification shall come into force from 16 October 2004. Notified this 11th day of October 2004

8. This Notification shall come into force as from 16 February 2006. Notified this 8th day of February 2006. (Mr. Prasong Vinaiphat) Deputy Secretary-General Acting for Secretary-General The Office of

to comply with this Notification. Clause 11 This Notification shall come into force from 16 February 2018. Notified this 17th day of January 2018. (Mr. Rapee Sucharitakul) Secretary-General Office of