the manager.The misconduct of the three persons above was a failure to perform duties with responsibility and professional due care for the best interest of investors pursuant to the Notification of the

) “securities lending” “SET” “share warrants” “single entity limit” “SIP” Specific Investment Products P a g e 8 | ( ) KTFFE86 86 Krung Thai Fixed Income FIF Enhanced86 Not for Retail Investors “sovereign rating

LIMITED (BCH) Mr. PIPHOB VEERAPHONG Reporter Common Share 29/09/2021 100,000 21.40 Sale Link BANGKOK CHAIN HOSPITAL PUBLIC COMPANY LIMITED (BCH) Mr. SURAPANT TAWEEWIKAYAKARN Reporter Single Stock Future

PUBLIC COMPANY LIMITED (IVL) Mr. WILLIAM ELLWOOD HEINECKE Reporter Single Stock Future (TFEX) 29/09/2020 100 21.20 Purchase Link INDORAMA VENTURES PUBLIC COMPANY LIMITED (IVL) Mr. WILLIAM ELLWOOD HEINECKE

Securities and Sales of Assets by Financial Institutions (Government’s Single-Account Scheme) The Bank of Thailand replaced the policy guidelines on loan transactions dated August 3, 2008, with its Policy

responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Securities and Exchange Commission No. KorNor. 23/2544 Re: Rules, Conditions and

undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Capital Market Supervisory Board

any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Capital Market Supervisory Board No

SEC, Thailand can neither undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the

. Notification of the Office of the Securities and Exchange Commission No. Sor Shor. 39/2553 Re: Approval of Auditors in the Capital Market _________________________ Whereas Section 61, Section 89, Section 106