or securities depositories by granting an exemption for cases which do not require approval of the Capital Market Supervisory Board, for example, amendment to the rules and regulations in compliance
gains. Such measures can include, for example, an inquiry on a company director's exploitation of inside information.The I Code adoption will help to create sustainable values of the invested enterprises
costs on the existing platforms, for example, crowdfunding.?In promoting effective supervision, the SEC continues to focus on three areas, namely (1) regulatory discipline, (2) self-discipline of
Thailand to encourage all parties involved to generate tangible, practical results and become a good example for regional peers
the winner will be a good example for other provident funds, and can also be used as a stimulant to the provident fund industry to become more renowned by the pubic. This contest holds three
and the issuance of rules on business operations, with a focus on investor protection. (3) Modifications and amendments to other related principles. For example, revision to the
-oriented features, for example, automatic contribution increase in line with salary or wage raise, employees? choices based on risk appetites and lifepath or target date investment policies that are adjusted
countries, for example, a Thai listed company wishes to offering securities in the EU countries will be facilitated in such a way that the company?s auditor will be exempted from registering with respective
and adequate risk diversification. Provident funds will be allowed to invest up to 15% of net asset value of each fund or each policy in alternative assets, for example, commodities fund, instrument of
country. In the future, they might move forward to other capital market businesses; for example, a business of limited broker, dealer and underwriter (LBDU), if they are able to meet with the requirements