according to the asset allocation plan, (4) monitoring and rebalancing the portfolio, to (5) providing consolidated reports for clients’ review. As a result, the service receivers are ready to manage their
? roles and duties, inspection and result evaluation, regular development of members? knowledge, and capability to generate sufficient returns on investment for members? well-being after retirement.In this
the desirable directions. The SEC Strategic Plan (2023-2025) has laid down the following five key result areas: (1) Capital market is developed to be a key mechanism for strengthening the Thai economic
. Pattaragit Netiniyom, researcher, Faculty of Business Administration, Kasetsart University revealed the result of study on changes in 9 variables including the rate of change in gross profit, liabilities
giving of information advice to investors. The SEC notified the survey?s result to the Thai Bankers? Association and urged asset management company that appointed commercial bank as its selling agent to
) (SEA). The SEC has therefore filed the criminal complaint against Wichai with the ECD for further legal proceedings. As a result, he is deemed to have untrustworthy characteristics of directors and
facilitate respective payments. Since the account was opened, he continued trading securities through the client's account totaling trading value over B800 million in six months. As a result, {B} received a
solicitation when in fact the public company did not even file an application for share offering, thus never listed on the SET as previously claimed. The clients suffered damage as a result. The misconducts of
that his or her investment growth will outpace inflation and to be properly prepared for retirement. As a result, the SEC strategic plan has been implemented to encourage the investing public to have
Bangkok, May 27, 2014 ? The SEC revealed audit inspection results on eight audit firms; citing all of them met quality requirements. The result, however, showed room for improvement in the area of