requirements set out in Form 59. However, Miss Yeap Xin RHU failed to prepare and disclose the required reports within the timeframe specified by the SEC’s notification. SEC Act S.59 Settlement Committee
executing transactions. Accordingly, ERX conducted foreign currency transactions exceeding the approved limit set by the SEC office. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting No. 4
securities company shall establish measures to control and monitor compliance with the policy set out in Clause 3 and allocate sufficient resources to support the implementation of the policy. Clause 5. A
approved by its board of directors. UNOFFICIAL TRANSLATION Clause 4. A securities company shall establish measures to control and monitor compliance with the policy set out in Clause 3 and allocate
continuity management that is approved by its board of directors. Clause 4. A securities company shall establish measures to control and monitor compliance with the policy set out in Clause 3 and allocate
the qualifications under Clause 3(6), (7), (8) and (9) as provided in the application except where there is any difference in detail to the extent that it will not materially change the qualifications
licensee has satisfied the qualifications under Clause 3(6), (7), (8) and (9) as provided in the application except where there is any difference in detail to the extent that it will not materially change
extremely high volatility which included triggering the SET circuit-breaker 3 times. Each large movement also triggered a massive change in the Delta hedge position within a very short period of time. These
the Stock Exchange of Thailand (the “SET”) and the shareholders of the Company, the Company has decided to disclose the said information to the shareholders for their further consideration and approval