ทิศทางที่ส่งผลขาดทุน (potential loss) แก่ผู้ประกอบธุรกิจ อันเป็นผลมาจากการที่ผู้ประกอบธุรกิจมีสถานะเงินลงทุน (position taking) ในหลักทรัพย์ ตราสาร หรืออนุพันธ์ทางการเงิน โดยสถานะดังกล่าวอาจอยู่ในรูปของ
client's previous investment. The trigger fund later incurred loss to the client. The SEC has suspended {C} as a securities investment consultant and banned her from performing duties as a branch manager for
loss; otherwise clients are not permitted to withdraw the remained money from the account, causing damages in millions of baht to some investors. The companies then seem to disappear but in fact remain
capability of seeking other sources of funds, together with the current loss and problems in GSTEEL group. IFA opines that the terms and conditions of the agreement is reasonable and beneficial to the company
selling orders were made with equal or under the purchase prices without concern for loss to the client. Moreover, trading volumes soared during the marketing campaign of Country Group Securities.In
further probe revealed that she interfered with a client's asset by transferring cash into the client's account. {C} admitted that she had done so to take responsibility for the client's investment loss due
. Eventually, she admitted that some purchasing transactions were made without the client's orders to cut loss in the client's account. This could be considered as misconduct for obtaining authorization to make
to closely monitor credit quality and maintain high levels of capital fund and loan loss provisions to withstand a potential adverse impact from economic uncertainty. Credit Rating LH Financial Group
insurance against loss which the customer can choose the insurance on the needs of customers. LH Financial Group Public Company Limited Management Discussion and Analysis for the Third Quarter ended 30
via the bank and direct debit / direct credit and an automatic transfer system (ATS). 4.2 Insurances Service is a service to provide life insurance brokerage services and insurance against loss which