According to a referral from the Stock Exchange of Thailand (SET) in 2022 and the SEC’s further investigation, evidence indicates that the 29 persons, namely: (1) Mrs. La-or Tangkaravakoon, (2) Mrs

According to a referral from the Stock Exchange of Thailand (SET) in 2021 and the SEC’s further investigation, evidence indicates that the 11 persons, namely: (1) Mr. Apimuk Bamrungwong, (2) Mr

undertaking of securities business without having obtained a license under Section 90 and subject to penalties under Section 289 of the Securities and Exchange act B.E. 2535 (1992), namely an imprisonment

prices. It was found that the information on the price and trading volume of Zipmex Token (ZMT) disclosed on *Zipmex’s digital asset exchange website was inaccurately and inconsistently presented to

, (9) Siriya Dumrongviteethum, (10) Chanatip Tantipoontham, and (11) Thai Bunpradphai, for manipulating share price of Solution Corner (1998) Plc. (SLC). With the referral from the Stock Exchange of

company.This case was a referral from the Stock Exchange of Thailand and auditor?s opinion. The SEC?s further investigation found reasonable evidence indicating that the acts of Amnat, Shine and Kittichai were

delist KARAT from the Stock Exchange of Thailand (SET), before the information was disclosed to the public on July 3, 2002.  The SEC found that some accounts were opened to trade KARAT?s shares only while

} Securities Plc., as well as {D}, {E} and {F}, for manipulating RICH share price.With the referral from the Stock Exchange of Thailand on irregular trading in RICH shares by a group of persons from May 10 to

report, the SEC probed into the case and found that the said companies and persons, without obtaining license under Section 90 of the Securities and Exchange Act B.E. 2535 (SEA), jointly operated

case and found that the aforesaid persons jointly operated securities business without a license in violation of Section 90 of the Securities and Exchange Act B.E. 2535 (SEA). The said actions were