Office of the Securities and Exchange Commission No. SorThor. 19/2552 Re: Report on Trading of Securities and Derivatives in Foreign Countries of Derivatives Broker _____________ By virtue of Section 14

According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, actions liable to be offenses committed by the three persons above were detected during 16

and Section 296/2 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) in conjunction with Section 83 of the Penal Code. Additionally, the use of other persons’ securities trading accounts to

According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that 14 individuals had engaged in THE trading orders in a manner consistent with

นท่ีจะใชบ้ริการ (3) ก าหนดรูปแบบของการใชบ้ริการ เช่น software as a service (saas), platform as a service (paas) และ infrastructure as a service (iaas) (4) ก าหนดวิธีการคดัเลือกและประเมินผูใ้หบ้ริการ (due

หมาย จึงเข้าข่ายการเป็น outsource ข. การให้บริการ internet trading platform ที่มีการบริหารจัดการค าสั่งซ้ือขาย (order management) รวมถึงการคัดกรองค าสั่งซ้ือขายไม่เหมาะสม (order screening) เหตุผล ผู้

that Porntep and Arada had conspired with Suriya Larbvisuthisin in using other persons? trading accounts to manipulate the share price of Metro Star Property Plc. (METRO) during September 19-November 30

based on reasonable evidence indicating that the said persons  agreed or conspired with former executives of a securities company in using their own trading accounts or other persons? to manipulate the

Stock Exchange of Thailand Reference: Letter No. OP. 435/ 2019 dated 12 December 2019 on the entering into the Conditional Share Purchase Agreement for the acquisition of a majority shareholding in PT

exchange rate, resulting in a decrease in net profit ratio (ROS) from 16.00% in 2018 to 14.78% in 2019. The total expense to total revenue ratio increased from 13.32% in 2018 to 17.46% in 2019. 1. Overview