Acting Secretary-General The Office of Securities and Exchange Commission _____________________________________________________________________ Remark: The reason for issuing this Notification is to
issuing this Notification is to clearer determine the characteristics of transaction which the mutual fund is allowed to make with related person and to specify the rules for prevention of conflicts of
Characteristics of Directors and Executives of Securities Companies (No.3) dated 15 September 2010. (Translation) 5 Remarks: The rationale for issuing this Notification is that the Securities and Exchange Act (No.4
2009. (Vijit Supinit) Chairman Securities and Exchange Commission Remarks: The rationale for issuing this Notification is that the Derivatives Act (No.2) B.E. 2551 (2008) stipulates that the rules
Notification shall come into force as from 1 December 2008. Notified this 5th day of November 2008. (Vijit Supinit) Chairman The Securities and Exchange Commission Remarks : The rationale for issuing this
issuing this Notification is to prevent risks associated with the operations of derivatives brokers and the trading and settlement system of derivatives exchange as well as to enhance operational efficiency
company) is collateral Issuing debentures of the Phuket FantaSea Public Company Limited (subsidiary) --------------------------------------------------------------------------------- (1) Date of the
certain period. Total value of transaction: comprises of the SBLC fee on the period of issuing with the maximum fee of USD 700,000 or equivalent to THB 22.31 million for the whole availability period of