shall propose to the SEC for consideration of approval. The SEC shall complete the consideration within one hundred and eighty days from the date on which the SEC Office receives the application together
opinions to the public prosecutor for consideration of prosecution. This approach follows the check and balance principle within the judicial process. In such proceedings, the SEC can integrate collaboration
The Securities and Exchange Commission (SEC), in collaboration with the UN Women and the Stock Exchange of Thailand (SET), organized the Ring the Bell for Gender Equality Initiative 2024 to
This proposed amendment to the regulations on qualifications of capital market auditors aims to facilitate capable auditors’ entry into the capital market to perform audit work and to streamline
Bangkok, May 2, 2012 ? The SEC has directed Singha Paratech Plc. ("SINGHA") to rectify its financial statement for the year 2010 due to the scope of audit limitation imposed by the company?s
decision. Non-compliance may cause the advertisement to be ceased or revised.Advertisement on selling of mutual fund investment units must include mutual fund?s significant information for investor?s
paragraph to submit any necessary document or report within the appropriate period for the purpose of considering the capability to maintain its net capital . Clause 6 The derivatives broker may not reduce
paragraph to submit any necessary document or report within the appropriate period for the purpose of considering the capability to maintain its net capital. Clause 6 The derivatives broker may not reduce the
Paragraph 1 shall be completed within twenty- one days from the date of obtaining the approval from the general shareholders’ meeting, but no later than four months from the end date of the fiscal year