under Section 243 and subject to penalties under Section 296 of the Securities and Exchange Act B.E. 2535 (1992) and Section 317/4(1) of the Securities and Exchange Act (No. 5) B.E. 2559 (2016) in

listed in a secondary market must be a public company limited and have investor protection measures under the law (the Public Limited Companies Act, B.E. 2535 (1992)). The draft regulations would relax

and Remedy’, among Thai listed companies. She said that SEC was very pleased to be involved in driving this issue under the National Action Plan on Business and Human Rights, which was approved by

Development Bank (ADB) to engage the Climate Bonds Initiative (CBI) to support ACMF’s implementation of the Roadmap focusing on sustainable finance initiatives. Under the theme of sustainable finance, the ACMF

custodial wallet provider” as a new digital asset business under the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) whereby an application for a license would be required to be submitted to

The TCFD has been established by the Financial Stability Board under the initiative of private sectors around the world and public and private sectors in the global market are welcomed to become TCFD

committing undue acts toward his clients? assets and using a client's trading account to trade securities for his own interest and was deemed offenses under the Notification of the Capital Market Supervisory

punishments under Section 296 of the Securities and Exchange Act B.E. 2535 (1992), which were in force at the time of committing the offences. In addition, such offences are currently in violation of Section

.2535 (1992) and may be found to have committed an offence under Section 281/2 of the same act, in which case, the SEC will not hesitate to take action pursuant to its authority and mandate.According

framework to facilitate cross-border offerings of a variety of fund structures to retail investors while maintaining appropriate investor protections. It was established under the auspices of the APEC Finance