qualifications whereby an IPO applicant shall not get involved in any illegal business. The proposed amendments are in line with the regulations for issuance of newly issued shares of public limited companies
exemption from the definition as DA Custodial Wallet Provider would be given to DA issuers who provide custody of self-issued DA for their clients, in line with the intent to supervise DA custodial wallet
this year. The Capital Market Supervisory Board approved the revision of regulations concerning cross-border offerings of debt securities and CIS in line with ASEAN Capital Markets Forum (ACMF)?s
period ending 31 December 2016 onwards, the form and content of the auditor?s report will contain some significant changes in line with the latest international auditing standards. This includes
for acquiring the total shares of Sittarom from Power Line Engineering Public Company Limited (PLE) and the other PLE shareholders at the amount of 370 million baht. However, the independent financial
AIRA Securities Public Company Limited's report and the SEC's further investigation, he was found to have given investment advice on specific securities at a seminar and via Line application based on his
acceptance of holding company?s securities as listed securities to be in line with the SEC regulations on the securities offering by holding company. The consultation paper on the SEC and SET regulations on
to the resolution of the shareholders? meeting (whitewash) to be in line with the principles of other related regulations as well as to solve practical issues and provide sufficient information for
} ยอมรับว่าเป็นผู้ตัดสินใจซื้อขายหลักทรัพย์แทนลูกค้าทั้งหมด โดยลูกค้าให้วงเงินซื้อขายหลักทรัพย์แทนผ่านโปรแกรมสนทนา LINE เนื่องจากลูกค้าไม่มีเวลา และมีการยืนยันรายการผ่านทางโทรศัพท์พื้นฐานทุกสิ้นวันการรับมอบ
Bangkok, September 13, 2013 ? The SEC revealed that the Settlement Committee imposed a total fine of 1,652,516.19 baht on Swake Srisuchart for using inside information to purchase Power Line