). In addition, the operation constituted public frauds contravening Section 343 of the Penal Code. This case is in the process of inquiry by the prosecutor official. DV Act S.16 and Section 343 of the
the Penal Code. This case is in the process of inquiry by the prosecutor official. DV Act S.16 and Section 343 of the Penal Code in conjunction with Section 83 of the Penal Code Criminal Complaint
Derivatives Act B.E.2546 (2003). In addition, the operation constituted public frauds contravening Section 343 of the Penal Code. This case is in the process of inquiry by the prosecutor official. DV Act S
Derivatives Act B.E.2546 (2003) . In addition, the operation constituted public frauds contravening Section 343 of the Penal Code. This case is in the process of inquiry by the prosecutor official. DV Act S
) Plc., for not recording the securities trading orders and inappropriate submission of trading order form (F8). From a routine inspection of UOB Kay Hian Securities (Thailand) Plc, the SEC found that {A
above.In this regard, his offenses are deemed market misconduct related to securities trading under the Securities Law, and may be deemed an asset misappropriation under the Penal Code which is a predicate
. 7 Clause 16 shall apply to the securities dealing which are not debt instrument mutatis mutandis. Chapter 1 Operational Control Clause 4. A securities company shall have a code of conduct in writing