as an investment consultant for complex products type 1** for a period of two years, five months and seven days, effective from 17 March 2021. However, since her approval period ends on 31 March 2021

, SEC has required business operators which provide services exclusively through online outlets to sell only non-complex investment funds.  

authorities to keep pace with innovations and address emerging complex challenges. This MoU also underlines SEC Thailand’s focus on strengthening relationships with leading regulatory authorities, including

use since 2003 while the market landscape and the business operation have generally become more diversified and more complex. This proposed amendment would fine-tune the governing rules and prevent

use since 2003 while the market landscape and the business operation have generally become more diversified and more complex. This proposed amendment would fine-tune the governing rules and prevent

of credit risk to comply with international standards. Besides, pre-approval requirement for investment in SN will be removed.In addition, the funds investing in complex derivatives and SN will be

14, 2012.  The sanctions followed the SEC findings that the said persons mismanaged T.U. Dome Residential Complex Property Fund (T.U. Dome) severely, causing substantial damage to the fund and the

instruments. The factsheet requirement should increase issuers? awareness of their disclosure responsibility. It is one of many measures for supporting launch of complex products and development of financial

ทุนที่ไม่มีความซับซ้อน (plain product) (2) ผลิตภัณฑ์ในตลาดทุนที่มีความซับซ้อน (complex product) 1.2 กำรก ำหนดประเภทคนขำยให้เหมำะสมกับประเภทของ product ในข้อ 1.1 ตามโครงสร้างดังต่อไปนี้ (ดูแผนภาพในหน้า 9

กองทุนรวม             กองทุนเปิดเคแทม Twin Structured Complex Return 1Y1 KTAM Twin Structured Complex Return fund 1Y1 KTTWIN1Y1 ผู้ลงทุนไม่สามารถขายคืนหน่วยลงทุนนี้ในช่วงเวลา 1 ปี ได้ ดังนั้น หากมีปัจจัยลบ