and comments thereon, and revised them in order to be more flexible, easier to understand, clearer, and more appropriate. SEC has published relevant documents regarding
in order to oversee a juristic person or business over which one has the management power or operates under one’s supervision. The acts of the three persons stated above constitutes a failure to
will be given to the application of the UNGPs in order to achieve the sustainable development goals (SDGs). In addition, a special talk will be delivered by Dr. Surya Deva, Chair of the UN Working
To ensure that asset management companies primarily manage funds for the investors’ benefits, SEC has revised the regulations in order to control and monitor mutual fund management by requiring
Court’s judgement date, and (4) to order him to compensate the SEC for expenses incurred from investigating the offence totaling 110,042 baht plus an interest payment at the rate of 7.5% per year from
, and (4) to order him to compensate the SEC for expenses incurred from investigating the offence totaling 110,042 baht plus an interest payment at the rate of 7.5% per year from the suit filing date
forms in order to have sufficient information to supervise the aforementioned risks and to provide appropriate measures to respond to the case of such events, which could immediately slow down or
days (within 14 August 2018) to continue their businesses until an order to cease their businesses is given.As of 14 August 2018, these seven existing businesses seeking operating licenses, in line
The SEC’s order was issued after IFEC announcement on 14 August 2018 via the Stock Exchange of Thailand that the company would hold a board of directors meeting on 22 August 2018 to discuss the
. _______________________Remark: * Key means a cryptographic key or any other data that must be kept confidential in order to be used for approval of transfers or transactions related to digital assets in digital wallets.