line with international practices. The proposals aim to support market readiness for current dynamic environment resulted from freer flow of capital and ever more connected capital markets and economies

decisions on the client?s behalf. {A} claimed that the client was too busy to trade securities by himself and gave instruction on credit limits via the conversation in LINE application. {A} notified his

provident funds to seek more returns. The amendments are in line with international pension standards and adhere to the principle of assets stability and risk diversification of investment to safeguard

reasonable. The SEC thus instructed TIES to rectify the financial statements according to the auditor?s opinions and to be in line with the accounting standards. TIES must submit to the SEC and publicly

List calculation date is July 10, 2015. The SEC and the SET have cooperated closely in monitoring securities traded with high turnover ratio where the SET functions as a front-line regulator to

Bangkok, July 17, 2015 ? The SEC supported debt securities issuer to make debt securities offerings with more convenience, less time-consuming, and in line with international practices. Rapee

. Meanwhile, the Stock Exchange of Thailand is in the process of drafting rules on maintenance of listing status whereby appropriate qualifications of CFOs and accountants in line with the overall ecosystem of

Bangkok, January 20, 2016 ? The SEC is seeking public comments on draft revisions  to the rules concerning definition of investors and investment of mutual funds in line with international standards

หลักทรัพย์ของลูกค้าหลายรายการ ซึ่ง {ข} ยอมรับว่าลูกค้าส่งคำสั่งทาง LINEการไม่บันทึกการรับคำสั่งซื้อขายหลักทรัพย์ให้ครบถ้วนเป็นการไม่ปฏิบัติหน้าที่ให้เป็นไปตามข้อ 23(3) และเป็นลักษณะต้องห้ามของบุคลากรใน

line with the regulations on debt instrument offerings under which REIT bonds could be either offered to the public or privately placed to high net worth and institutional investors. Moreover, REIT bonds