According to the first paragraph of Section 23 of Provident Fund Act, when an employee’s membership terminates on a cause other than the dissolution of the fund, the fund manager shall make
taking an unfair advantage of other persons in violation of Section 241 and liable to the penalties under Section 296 of the Securities and Exchange Act of 1992.In this case, the offender refused to enter
major shareholder, sold the shares in his personal trading account during 3-26 October 2012 at the total amount of 576,000 shares. The misconducts of the four offenders violated Section 241 and liable to
Department of Special Investigation (DSI) for further legal proceedings.Their actions were in contravention of the first paragraph of Section 281/2 in conjunction with Section 89/7 of the Securities and
the board of directors of listed companies is obligated to perform duties with care, responsibility and honesty in accordance with Section 89/7 of the Securities and Exchange Act, the SEC, by virtue of
conjunction with Section 83 of the Criminal Code. Also named in the complaint were Nongluck Sinprasertlert, investor contact (marketing officer) at Kim Eng Securities (Thailand) Public Company Limited, who was
gather information in a case of using inside information to purchase shares of a listed company in violation of Section 241 of the Securities and Exchange Act B.E. 2535 (SEA). {A}, a financial advisor
Company Act.? In this regard, the SEC has taken into consideration the DBD?s ruling in conjunction with Section 89/7 of the SEA which prescribes duties of directors and executives of listed companies and
February 2014 before the information became publicly known on 28 February 2014. Such action was deemed taking an unfair advantage of other people.Chai?s misconduct was in violation of Section 241 and liable
matched to benefit the same persons, which is liable to contravention of Section 243 (1) (2) and Section 244 of the Securities and Exchange Act of 1992 and Sections 83 and 86 of the Criminal Code, as the