Funds and Trusts ________________ Chapter 1 Rules on Preparation of Financial Statements and Supplementary Documents ________________ Clause 11 The quarterly and annual financial statements of mutual
information for consideration. The documents should be delivered before the meeting date at least as minimum requirement period by the regulations. 13.5 The company provides minutes of board of directors
), together with the notice of the shareholders’ meeting, to the following persons, upon a lapse of seven days from the date the Office receives the documents under (1), unless otherwise specified by the Office
transactions; (b) presenting capital market products or services suitable for clients based on the results of the clients’ suitability test and recommended asset allocation; (c) distributing documents for
) presenting capital market products or services suitable for clients based on the results of the clients’ suitability test and recommended asset allocation; (c) distributing documents for communicating with and
information or documents already disclosed on the Company's website and the progress report of similar work submitted to any other anti-corruption project such as CAC wherein the Company participates. 11
agreements and other documents in relation to the Investment in Ordinary Shares of S-TREK not limited to the share purchase agreement and the shareholders’ agreement of S-TREK 3. Execution, alteration
the offering of newly-issued ordinary shares is not approved by the SEC; 2. Negotiation, alteration, amendment, execution of the agreements and other documents in relation to the Investment in Ordinary
, giving of opinions and preparation of various documents relating to the issuance and offering for sale of securities and relating to the acquisition of securities for business takeovers shall be jointly