indicated that {B} had obtained authorization to trade gold futures for the client. The client then acknowledged and accepted the trading as reported by him without any enquiries. The acts of {A} and {B
authorization that {A} had obtained to make securities trading decisions on the clients' behalf.In performing their duties, investment consultants can send trading orders only when obtaining instructions from
information about investment of a fund. Clause 4 A person who may be appointed by an investment management company as a fund manager shall meet the following requirements: (1) not being a director, executive
Finanacial Statements ( 54 record(s) found) Name Year Status Type Period As Of Details INFORMATION AND COMMUNICATION NETWORKS PUBLIC COMPANY LIMITED 2024 Reviewed Consolidated Q3 30/09/2024 INFORMATION AND
information, in materiality. In this regard, the SEC also filed a criminal complaint against {A} with Thai Royal Police for imparting false statement to the competent officer.Following the SEC investigation to
, such as the trading and installation project for the centralized management infrastructure of information and communication technology of the Provincial Electricity Authority, the New Parliament Project
conversions seemed to set investment framework for {E} to make trading decision and then inform the client afterward. This could be considered as misconduct for obtaining authorization to make derivatives
Shareholders in Proportion to their Respective Shareholdings and Convening of the Extraordinary General Meeting of Shareholders No. 1/2018 To: President The Stock Exchange of Thailand Enclosure: 1. Information
Stock Exchange of Thailand Enclosure: 1. Information Memorandum Re: Acquisition of Assets of T.K.S. Technologies Public Company Limited (Schedule 1) 2. Information Memorandum Re: the Allocation of the