rules will not affect listed company?s private placement deals at market price during the offering period as defined under the rules. For the discounted private placement or the placement at the price
Laddawan's and Orapin's for 0eight years each. In addition, {A}' s application for approval as investment consultant has been rejected, and the SEC will not accept her future applications for approval as
sentiment driving the SET index and trading values to soar. The securities companies will be required to strictly and cautiously exercise their KYC/CDD and review of client credit line practices, especially
of Clause 20(3) of the aforesaid notification. The SEC therefore publicly disclosed {B}' s inappropriate behavior in performing duties as an investment consultant and will keep a demerit record for
not be overshadowed by information on the giveaways.?The guideline has been issued to protect investors as more information useful for making investment decision will be provided for investors instead
matter are welcome until December 13, 2012.Under the draft revision, securities issuers will be required to disclose additional information in a registration statement, an annual registration statement
matter are welcome until December 13, 2012.Under the draft revision, securities issuers will be required to disclose additional information in? a registration statement, an annual registration statement
matter are welcome until December 13, 2012. Under the draft revision, securities issuers will be required to disclose additional information in a registration statement, an annual registration statement
debentures, bills of exchange (B/E) and derivative warrants (DW), allotment to the related persons will be allowed in the similar manner as that to general investors. The revised regulations aim to strike a
Secretary-General will be effective as from November 1, 2014.