243(1) in conjunction with 244 and 243(2) of the Securities and Exchange Act B.E. 2535 (1992) in conjunction with Section 83 of the Penal Code. The Settlement Committee therefore imposed a fine of 25
), Section 244 and Section 243 (2) of the Securities and Exchange Act of 1992 (SEA) in conjunction with Section 83 of the Penal Code, and liable to the penalties under Section 296 of the SEA.In September 2012
deemed as share price manipulation in contravention of Sections 243(1) in conjunction with 244 and 243(2) of the Securities and Exchange Act B.E. 2535 (1992) (SEA) and Section 83 of the Penal Code. The
with Section 83 of the Penal Code. As they all agreed to enter into the settlement procedure, the Settlement Committee imposed a fine of 1,074,121.25 baht on Sermkirt and a fine of 500,000 baht on
Exchange Act of 1992 and Section 83 of the Criminal Code. The Settlement Committee, therefore, imposed a separate fine of 500,000 baht on both.
for Accountants (“IESBA”) ได้กำหนดความรับผิดชอบของผู้สอบบัญชีในการตอบสนองต่อการไม่ปฏิบัติตามกฎหมายและข้อบังคับ(Non-compliance with Laws and Regulations) ใน Handbook of the International Code
lawsuit to a civil court SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 24/10/2017
therefore filed a criminal complaint with the DSI for further legal proceedings on 14 July 2016. SEC Act S.Section 243 and Section 86 of Criminal Code Settlement Committee Meeting No. 5/2016 Settlement