regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations.   In this

appropriately and sufficiently in line with the number of clients and the transaction volume;  2)    Rectifying the client acceptance policy to be consistent with the work systems capable of providing services

guidelines focus on four key areas, namely PF management, work systems, investment management and complaint handling. The objective is to facilitate flexibility and adjustment in line with the diverse nature

order that the operation system will be more appropriate and flexible and in line with various types of business models. The operation system will also reduce burdens and obstacles in the business

SEC is conducting a public hearing on draft notification on financial statement forms for securities companies and derivatives business operators to be in line with Thai Financial Reporting

, and promoting listed companies? responsible business operation in line with the environmental, social and governance (ESG) criteria.The consultation paper is available at www.sec.or.th/hearing

required to examine the issue raised by the auditor whether the questionable transactions of land sales and purchases were in line with the normal course of business operation.Concurrently, the SEC

Stock Exchange of Thailand (SET). In case where irregular trading is found, the SET as a front-line regulator will refer the case to the SEC for further investigation. At present, a number of cases

quarterly financial statements of 2010 because the auditor was unable to satisfy whether the advertising expense was in line with the market price and whether the service of online and televised advertisement

ตรวจสอบธุรกิจหรือให้ปรับปรุงข้อมูลนิติบุคคลหรือโครงการให้เงินช่วยเหลือเยียวยาธุรกิจจากโควิด-19 ซึ่งต้องแจ้งข้อมูลเพิ่มเติมและเปิดเผยข้อมูลส่วนบุคคลผ่านทางแอปพลิเคชัน Line ที่สร้างปลอมขึ้นมาให้หลงเชื่อว่า