Bangkok, June 2, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for using the client's account for her own trading and illegal use of the client's assets. She

Bangkok, June 2, 2015 - The SEC revoked an approval of  {A}, a capital market investment consultant, for using the client?s account for her own trading and illegal use of the client's assets. She was

Bangkok, February 9, 2016 ? The SEC is seeking public comments on draft amendments to several regulations governing provident fund (PVD) management to promote PVD as an effective savings chanel for

Dissemination of Information relating to Offer for Sale of Units of Real Estate Investment Trust prior to the Effective Date of a Registration Statement and Draft Prospectus

Mr. Somchit Bosereewong Mr. Somchit Bosereewong, as managing director responsible for the operation of Singha Paratech Public Company Limited (SINGHA), failed to supervise SINGHA to prepare and

Yarnapund Public Company Limited Yarnapund Public Company Limited failed to prepare and submit (1) the reviewed financial statements for Q4/2012, (2) the audited financial statements for the year

Mr. Prasert Siripun Mr. Prasert Siripun, Director responsible for the operation of SMC Power Public Company Limited (“SMC”) failed to supervise SMC to prepare and submit (1) the financial

Mrs. Warinras Inkaew Mr. Warinras Inkaew, Director responsible for the operation of SMC Power Public Company Limited (“SMC”) failed to supervise SMC to prepare and submit (1) the financial

Mr. Prasert Siripun Mr. Prasert Siripun, Director responsible for the operation of SCAN GLOBAL Public Company Limited (“SCAN”) failed to supervise SCAN to prepare and submit the financial

Mr. Natthapoom Na Lumpoon Mr. Natthapoom Na Lumpoon, Director responsible for the operation of SCAN GLOBAL Public Company Limited (“SCAN”) failed to supervise SCAN to prepare and submit the financial