Chapter 1, as the case may be. 4 Chapter 1 The Applicant Clause 5 The applicant for derivatives business license type Sor-1 shall be: (1) a securities company which obtains a securities business license
the registration as a derivatives business operator must be a juristic person as follows: (1) a commercial bank under the law on commercial bank; (2) a financial company under the law of finance
business operator must be a juristic person as follows: (1) a commercial bank under the law on commercial bank; (2) a financial company under the law of finance business, securities business, and credit
auditor. In the past six months, the Company has not acquired any assets. 4. Detail of the Acquire Assets a. Nature of Business b. Name : Ekachai Internation Co.,Ltd. (EKI) c. Address : 99/9 Moo
2017, audited by the certificated auditor. In the past six months, the Company has not acquired any assets. 4. Detail of the Acquire Assets a. Nature of Business b. Name : Ekachai Internation Co
Approval of Appointment of Person as an Executive of the Securities Company or the Derivatives Business Operator (Form as of 1 July 2006) 13. Report/Form (Notification of Securities and Exchange Commission
Commission) Form 104-1/OrPor 24-1 Application for an Approval of Appointment of Person as an Executive of the Securities Company or the Derivatives Business Operator (Form as of 1 July 2006) 13. Report/Form
/OrPor 24-1 Application for an Approval of Appointment of Person as an Executive of the Securities Company or the Derivatives Business Operator (Form as of 25 July 2006) (Synopsis) 15. Report/Form
Company or the Derivatives Business Operator (Form as of 25 July 2006) (Synopsis) 21. Report/Form (Notification of Securities and Exchange Commission) Form 104-2/OrPor 24-2 Certified Statement Form on
of foreign jurisdiction in form of public limited company; (2) Business takeover of foreign ETF under (1). Clause 2 In this Notification: (1) “foreign ETF” means collective investment scheme in