computer or electronic systems of the head office; “Office” means the Office of the Securities and Exchange Commission. Clause https://publish.sec.or.th/nrs/4151pe.doc Translation established under following
. 2561 (2018), which became effective https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7038 SEC to conduct public hearing on draft regulations under the Digital Asset Business Law Bangkok, 15 May
Praoporn Senanarong, discussed an overview of https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8358 SEC public hearing on principles and draft regulations under the Digital Asset Business Law -Diligence
essential to establish regulations ensuring that Thai securities companies, under the supervision of the SEC, implement stringent processes and systems for screening and monitoring. This will ensure that
correlated with the trading activities in the account for which Mr. Suthee was authorized to place price-manipulating orders. The actions of these two individuals constitute offenses under Section 244/3(1) in
million baht (applicable only to the CHO212A and CHO210A series); (3) Granting an exemption from an event of default under the terms and conditions for the bond issuer's engagement in debt
244/3 (1)(2) in conjunction with Section 244/5 (4) of the Securities and Exchange Act B.E. 2535 (1992) (SEA), subject to the penalties under Section 296, Section 296/1, Section 296/2 and the civil
investment grade* from an international credit rating agency established under foreign law (international CRA), (ii) appoint a bondholder representative, and (iii) register the baht bonds with the Thai Bond
The Initiative is part of the Financial Literacy Development Action Plan for the years 2022-2027 under the Ministry of Finance. The SEC has invited securities companies and digital asset business
operators in foreign jurisdictions/countries with their personnel giving investment advice. Under the governing rules and procedures, foreign business operators, having the prescribed characteristics and