sale of 48.99 percent of the ordinary shares of WIE, the sole subsidiary of WORLD, to NAUTIC, which is a listed company on Catalist* under the Stock Exchange of Singapore. NAUTIC is a related party of

) Statistics (Dashboard) Enforcement Fundraising/Listed Companies Securities Issuing Companies Takeover Professionals Intermediaries Analysts / Investment Consultants ISIN Code Investor Alert Investor Alert

regarding Definition of Institutional Investor, Ultra High Net Worth, and High Net Worth Investor; “client” means user of an intermediary’s services; “Stock Exchange” means the Stock Exchange of Thailand

Code, as the case may be. The SEC has therefore filed the criminal complaint against the individuals with the DSI for consideration of further legal proceedings.   In addition, the SEC has reported this

Following a referral from the Stock Exchange of Thailand (SET) in August 2016 and the SEC’s further investigation, it was found that Mrs. Vally Sungsiri and Miss Sunisa Chutinaton conspired together

Group Public Company Limited (TOG). The offenders paid civil penalties and compensation for the received benefit, at the total amount of 4.83 million baht. According to the referral from the Stock

Public Company Limited (PDI). The offenders paid civil penalties and compensation for the received benefits, at the total amount of 1,917,895.83 baht.According to the referral from the Stock Exchange of

, (9) Siriya Dumrongviteethum, (10) Chanatip Tantipoontham, and (11) Thai Bunpradphai, for manipulating share price of Solution Corner (1998) Plc. (SLC). With the referral from the Stock Exchange of

Arnokkaeo for manipulating the share price of Yong Thai Public Company Limited (YCI).Following the referral from the Stock Exchange of Thailand (SET), the SEC?s further investigation revealed that Siwasit had

delist KARAT from the Stock Exchange of Thailand (SET), before the information was disclosed to the public on July 3, 2002.  The SEC found that some accounts were opened to trade KARAT?s shares only while